Chief Legal Officer and Chief Compliance Officer & Managing Principal
Mr. Carrigan is responsible for all of LHA’s legal and compliance matters. As a Managing Principal, he also contributes to the strategy and day-to-day operations of the firm.
Mr. Carrigan has over 20 years of experience in the areas of investment management, securities law, mergers and acquisitions, and corporate governance. Prior to joining the company Mr. Carrigan was Senior Counsel and Principal with State Street Global Alliance, a division of State Street Bank and Trust Company, which held majority interests in investment managers in the US, Europe and Canada with combined assets under management of over $28 billion. Prior to his assignment as Senior Counsel to Global Alliance, Mr. Carrigan was Senior Counsel to the Fixed Income Group of State Street Global Advisers, another division within State Street Bank and Trust Company, for which he provided counsel in the areas of investment management, custody, distressed debt and securities law. Prior to joining State Street, Mr. Carrigan was employed in the Leveraged Finance Group of BancBoston Robertson Stephens and held an associate position in Day, Berry & Howard where he focused on high-yield debt, securities law, and merger and acquisitions related issues. Mr. Carrigan began his legal career as a law clerk to the Chief Judge of the U.S. Bankruptcy Court-Southern District of Iowa.
Mr. Carrigan received his B.S. in Economics and his J.D. from University of Missouri.